Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlo? Claim Your ProfileCarlo Marano is an Investment Advisor Representative with Equity Services, Inc. Carlo has over 40 years of experience in the financial services industry. Carlo is registered with FINRA and has a Series 6, 7, 63, and 65 license, as well as a SIE. Carlo offers a range of financial services, including investment advisory services, financial planning, and insurance products. Carlo has a focus on working with high-net-worth individuals, corporations, and pension plans. Carlo is dedicated to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/22/2021 - Present
Equity Services, Inc. (WHITE PLAINS NY)
NY
12/08/2010 - 04/02/2019
MML INVESTORS SERVICES, LLC (TARRYTOWN NY)
NY
06/28/2006 - 12/13/2010
AXA ADVISORS, LLC (WHITE PLAINS NY)
DE
10/12/1999 - 06/30/2006
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
01/02/1998 - 11/01/1999
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
10/23/1996 - 01/02/1998
AIG EQUITY SALES CORP. (NEW YORK NY)
NY
04/29/1980 - 10/23/1996
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
09/21/1976 - 06/21/1979
CONNECTICUT MUTUAL LIFE INSURANCE COMPANY
BC
Issued 08/07/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/16/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Carlo Marano is the right advisor for you? Invested Better is here to help.
