Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlo? Claim Your ProfileCarlo Marinello iii is a financial advisor with Houlihan Lokey Capital, Inc. located in Chicago, Illinois. Carlo has been in the financial services industry since December 29, 2008. Carlo is registered to offer securities in Illinois. Carlo is also registered with FINRA and holds the Series 7, Series 79TO, and SIE licenses. Prior to joining Houlihan Lokey Capital, Inc., Carlo worked at Berkery Noyes Securities, LLC, National Securities Corporation, and VFINANCE INVESTMENTS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
06/12/2013 - Present
Houlihan Lokey Capital, Inc. (CHICAGO IL)
NY
01/18/2012 - 05/14/2013
BERKERY NOYES SECURITIES, LLC (NEW YORK NY)
NY
02/26/2009 - 10/28/2010
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
09/12/2007 - 03/04/2009
VFINANCE INVESTMENTS, INC (NEW YORK NY)
BC
Issued 10/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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