Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlo? Claim Your ProfileCarlo Guerrera is a financial professional with over 13 years of experience in the industry. Carlo is currently registered with Pentegra Distributors Inc., and has previously held positions with MML Distributors, LLC, Hartford Securities Distribution Company, Inc., Hartford Equity Sales Company Inc., and Hartford Life Distributors, LLC. Carlo holds the Series 6TO, Series 6 and Series 26 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/09/2023 - Present
Pentegra Distributors Inc. (WHITE PLAINS NY)
CT
01/02/2013 - 12/31/2020
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
01/01/2009 - 01/02/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
CT
10/10/2011 - 11/13/2012
HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)
CT
10/10/2011 - 11/13/2012
HARTFORD LIFE DISTRIBUTORS, LLC (SIMSBURY CT)
CT
02/05/2008 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 12/22/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/22/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carlo Guerrera is the right advisor for you? Invested Better is here to help.
