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Carlo Enrico Freese

Schwab Wealth Advisory, Inc.

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About Carlo Enrico Freese

Carlo Enrico Freese has been in the financial industry since 1999. Carlo is registered with Schwab Wealth Advisory, Inc. and is licensed in 24 states. Carlo has experience in various financial services including portfolio management for businesses, individuals, and financial planning.

Firm Information

Carlo Freese is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Carlo Freese’s Registration & Firm History

IN

01/04/2022 - Present

Schwab Wealth Advisory, Inc. (INDIANAPOLIS IN)

WI

03/27/2002 - 08/15/2002

INVEST FINANCIAL CORPORATION (APPLETON WI)

PR

07/15/1999 - 07/11/2002

UBS PAINEWEBBER INCORPORATED OF PUERTO RICO (HATO REY PR)

PR

11/23/1999 - 08/27/2001

DORAL SECURITIES, INC. (PUERTO NUEVO PR)

NJ

07/15/1999 - 12/21/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

PR

11/25/1998 - 07/27/1999

ORIENTAL FINANCIAL SERVICES CORP. (SAN JUAN PR)

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Licenses & Designations

IA

Issued 07/26/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/26/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/12/2014

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/12/2014

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Carlo Enrico Freese. Review regulatory record here.
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