Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlo? Claim Your ProfileCarlo Edmond Corvaja is a financial professional with over 25 years of experience in the industry. Carlo has worked with several firms including Wells Fargo Clearing Services, LLC, Planner Securities LLC, R.W. Pressprich & Co., The Princeridge Group LLC, Maxim Group LLC, Investec Ernst & Company, Bluestone Capital Securities, Inc., Whale Securities Co., L.P., and Reich & Co., Inc. Carlo currently holds registrations with both FINRA and the state of Florida, and is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Carlo's expertise spans various areas including portfolio management for individuals and businesses, pension consulting, and educational seminars. Carlo has a commitment to providing clients with high-quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/04/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (VERO BEACH FL)
FL
09/15/2021 - 08/07/2024
WELLS FARGO CLEARING SERVICES, LLC (MELBOURNE FL)
NY
01/03/2015 - 11/21/2019
PLANNER SECURITIES LLC (NEW YORK NY)
NY
01/05/2012 - 02/27/2013
R.W.PRESSPRICH & CO. (NEW YORK NY)
NY
05/18/2010 - 08/01/2011
THE PRINCERIDGE GROUP LLC (NEW YORK NY)
NY
10/23/2002 - 05/25/2010
MAXIM GROUP LLC (NEW YORK NY)
NY
04/12/2001 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
09/15/1998 - 03/28/2001
BLUESTONE CAPITAL SECURITIES, INC. (NEW YORK NY)
NY
04/28/1994 - 09/15/1998
WHALE SECURITIES CO., L.P. (NEW YORK NY)
NA
02/04/1994 - 04/07/1994
REICH & CO., INC.
NY
02/09/1993 - 04/22/1993
ELLIOT, ALLEN & CO., INC. (NEW YORK NY)
BOTH
Issued 11/20/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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