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Carlisle Baxter Rathburn

Hilltop Securities Inc.

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About Carlisle Baxter Rathburn

Carlisle Baxter Rathburn is a registered representative with Hilltop Securities Inc. Carlisle has been in the industry since 2019 and is registered in 10 states. Carlisle has passed the Series 79TO, Series 52TO and Series 63 exams. Carlisle specializes in providing financial planning, educational seminars and portfolio management services. Carlisle is located in Houston, TX and works out of the Hilltop Securities Inc. branch office at 700 MILAM STREET, Suite 1200.

Firm Information

Carlisle Rathburn is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Carlisle Rathburn’s Registration & Firm History

TX

04/08/2019 - Present

Hilltop Securities Inc. (Houston TX)

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Licenses & Designations

BC

Issued 05/13/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/17/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/08/2019

Series 52TO - Municipal Securities Representative Examination

BC

Issued 02/11/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Carlisle Baxter Rathburn.
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