Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlina? Claim Your ProfileCarlina Phan is an investment advisor representative at Cuso Financial Services, LP and is currently registered in California. She is a seasoned professional with over five years of experience in the financial services industry. Carlina Phan has worked at Wells Fargo Clearing Services, LLC and WELLS FARGO BANK NA. Carlina Phan is also a registered representative, with experience in financial planning and portfolio management. She offers financial planning services to individuals and businesses. Carlina Phan can help you with your financial goals and objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2022 - Present
Cuso Financial Services, LP (WALNUT CREEK CA)
CA
01/13/2020 - 01/08/2021
WELLS FARGO CLEARING SERVICES, LLC (HAYWARD CA)
BOTH
Issued 06/13/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/13/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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