Unclaimed
Carlin Calcaterra is a financial advisor with over 10 years of experience in the industry. Carlin is currently registered with Ares Wealth Management Solutions, LLC. Carlin has previously worked with MGI Funds Distributors, LLC and Goldman Sachs & Co. LLC. Carlin has a Series 7, Series 63, and SIE license and is registered in 53 states and the District of Columbia. Carlin has an active Broker-Dealer scope and is not currently active as an Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/31/2022 - Present
Ares Wealth Management Solutions, LLC (DENVER CO)
CO
08/09/2021 - 03/17/2022
MGI FUNDS DISTRIBUTORS, LLC (Denver CO)
NY
08/22/2012 - 08/31/2020
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 09/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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