Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlie? Claim Your ProfileCarlie Wasserman is a registered representative with The Leaders Group, Inc., a firm registered in Colorado. Carlie has been in the industry since March 2016 and holds the Series 6, Series 26, and Series 99TO licenses. Carlie's primary focus is on investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
03/26/2016 - Present
THE Leaders Group, Inc. (LITTLETON CO)
BC
Issued 12/10/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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