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Carlie Marie Wagner

Athene Securities, LLC

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About Carlie Marie Wagner

Carlie Marie Wagner is a financial advisor with Athene Securities, LLC. Carlie has been in the financial industry since 2005. Carlie has a Series 6, 7, 24, and 63 license. Carlie is registered with the state of Iowa. Carlie has previously worked at VOYA FINANCIAL ADVISORS, INC., DIRECTED SERVICES LLC, ING FINANCIAL PARTNERS, INC., H.D. VEST INVESTMENT SERVICES, WORLD TREND FINANCIAL PLANNING SERVICES, LTD., SII INVESTMENTS, INC., and FSC SECURITIES CORPORATION.

Firm Information

Carlie Wagner is currently registered with Athene Securities, LLC. Athene Securities, LLC is a Limited Liability Company formed on April 21, 2006. The firm is registered with the SEC and in all 51 states.

Not reported

Assets Under Management

Not reported

Total Clients

191

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlie Wagner’s Registration & Firm History

IA

11/17/2020 - Present

Athene Securities, LLC (WEST DES MOINES IA)

IA

03/03/2016 - 07/01/2019

VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)

IA

05/31/2011 - 03/03/2016

DIRECTED SERVICES LLC (DES MOINES IA)

CT

04/21/2006 - 05/24/2011

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

TX

05/02/2005 - 03/16/2006

H.D. VEST INVESTMENT SERVICES (DALLAS TX)

IA

03/22/2004 - 10/04/2004

WORLD TREND FINANCIAL PLANNING SERVICES, LTD. (CEDAR RAPIDS IA)

WI

01/22/2004 - 03/03/2004

SII INVESTMENTS, INC. (APPLETON WI)

GA

07/21/2003 - 01/23/2004

FSC SECURITIES CORPORATION (ATLANTA GA)

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Licenses & Designations

BC

Issued 11/14/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/26/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2005

Series 7 - General Securities Representative Examination

BC

Issued 07/18/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlie Marie Wagner.
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