Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlie? Claim Your ProfileCarlie Lange Dugan is a financial advisor at Raymond James Financial Services Advisors, Inc. Carlie has been in the financial industry since 2001 and holds Series 7, 9, 10, 63 and 65 licenses. Carlie has a Certified Financial Planner designation. Carlie's previous experience includes roles at Infinex Investments, Inc., Hornor, Townsend & Kent, Inc., and PaineWebber Incorporated. Carlie is registered with the state of Florida and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MA
05/08/2009 - Present
Raymond James Financial Services Advisors, Inc. (BEVERLY MA)
CT
04/02/2002 - 08/03/2005
INFINEX INVESTMENTS, INC. (MERIDEN CT)
PA
02/08/2002 - 04/15/2002
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NJ
11/20/1998 - 12/22/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 11/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Carlie Dugan is the right advisor for you? Invested Better is here to help.
