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Carlie Kent

Pruco Securities, LLC

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About Carlie Kent

Carlie Kent is a financial advisor at Pruco Securities, LLC in Liberty, Missouri. Carlie has been in the financial services industry since 2017. Carlie has licenses for securities and investment advising in Missouri and several other states. Carlie is also registered as an investment advisor in Missouri. Carlie has a strong background in financial services and is committed to helping her clients achieve their financial goals. Carlie holds Series 6, 7TO, 63 and 65 securities licenses and has experience with investment companies, insurance companies, and other businesses.

Firm Information

Carlie Kent is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Carlie Kent’s Registration & Firm History

MO

06/21/2024 - Present

Pruco Securities, LLC (Liberty MO)

MO

09/06/2022 - 06/12/2024

RAYMOND JAMES FINANCIAL SERVICES, INC. (LEES SUMMIT MO)

KS

04/14/2021 - 08/29/2022

FAS CORP. (LEAWOOD KS)

MO

11/28/2016 - 03/24/2021

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

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Licenses & Designations

IA

Issued 03/02/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/22/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2018

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/28/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlie Kent.
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