Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlie? Claim Your ProfileCarlie Donovan is a financial professional with over 10 years of experience in the financial services industry. Carlie is currently registered with Foreside Fund Services, LLC. Carlie has a broad range of experience in the financial services industry, with a particular focus on investment company products and variable contracts. Carlie is licensed to sell securities in all 50 states and the District of Columbia. Carlie is committed to providing her clients with the highest level of service and personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/03/2023 - Present
Foreside Fund Services, LLC (New York NY)
WI
02/07/2022 - 12/31/2022
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
MA
12/23/2011 - 01/11/2022
NATIXIS DISTRIBUTION, LLC (BOSTON MA)
BC
Issued 01/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 03/21/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/22/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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