Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlie? Claim Your ProfileCarlie Ann Hausmann is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Carlie is also registered with the states of Missouri and Illinois. Carlie has been in the industry since July 16, 2016 and holds licenses for Series 6, Series 7TO, Series 63, and Series 65. Prior to joining Wells Fargo Clearing Services, LLC, Carlie was a registered representative at Private Client Services, LLC. and LPL Financial LLC. Carlie is a dedicated professional with a passion for helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/09/2019 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
01/12/2018 - 10/01/2018
PRIVATE CLIENT SERVICES, LLC (Chesterfield MO)
MO
07/24/2017 - 01/23/2018
LPL FINANCIAL LLC (TOWN & COUNTRY MO)
MO
05/27/2015 - 07/18/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (ST. LOUIS MO)
MO
05/15/2015 - 06/30/2016
METLIFE SECURITIES, INC (ST. LOUIS MO)
IA
Issued 01/09/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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