Unclaimed
Carley Beth Sparks is a registered representative with Fidelity Brokerage Services LLC. Carley has been in the industry since April 25, 2022, and holds licenses for Series 63, Series 7TO, and SIE. Carley is currently registered with the state of Texas, and is approved to conduct business in 53 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/26/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 05/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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