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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carleton? Claim Your ProfileCarleton Ellis is a financial advisor with Empower Advisory Group, LLC. Carleton has been in the financial services industry since 2015. Carleton is licensed to provide investment advice in 52 states and the District of Columbia. Carleton holds the Series 63, Series 66, Series 7 and SIE licenses. Carleton is also registered as an Investment Advisor Representative in Massachusetts. Carleton has experience providing financial advice to individuals, high-net-worth individuals, corporations, and other businesses, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MA
08/11/2021 - Present
Empower Advisory Group, LLC (Chelmsford MA)
MA
07/20/2020 - 01/11/2021
TD AMERITRADE, INC. (BURLINGTON MA)
NH
08/01/2019 - 06/11/2020
CITIZENS SECURITIES, INC. (NASHUA NH)
ME
07/18/2018 - 07/31/2019
INFINEX INVESTMENTS, INC. (ELLSWORTH ME)
NH
10/30/2015 - 07/10/2018
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 11/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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