Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carla? Claim Your ProfileCarla Patrice Brown is a financial advisor with Truist Advisory Services, Inc., located in Houston, Texas. Carla is registered with the state of Texas, and has 25 years of experience in the financial services industry. Carla has a wide range of experience in the financial services industry, having worked with a variety of firms including Jefferies LLC, Deutsche Bank Securities Inc., Bear, Stearns & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and UBS Paine Webber Inc. Carla has also passed the Series 63, Series 66, Series 7, and SIE exams. Carla provides financial planning, portfolio management for individuals and businesses, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/20/2022 - Present
Truist Advisory Services, Inc. (HOUSTON TX)
GA
05/05/2011 - 11/13/2015
JEFFERIES LLC (ATLANTA GA)
NY
10/16/2008 - 04/25/2011
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
GA
10/14/2003 - 09/15/2008
BEAR, STEARNS & CO. INC. (ATLANTA GA)
NY
06/06/2002 - 10/07/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
10/10/1996 - 05/24/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
AL
06/27/1996 - 07/25/1996
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
IA
Issued 12/22/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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