Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carla? Claim Your ProfileCarla Noriega is a financial professional with over a decade of experience in the financial industry. Carla has held positions at several prominent firms including UBS Financial Services Inc., UBS Securities LLC, E*TRADE SECURITIES LLC, and currently works at Morgan Stanley & Co. LLC and Wealthpenn.comllc. Carla holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
09/06/2017 - Present
Morgan Stanley & Co. LLC (Jersey City NJ)
NJ
12/15/2021 - 02/13/2024
E*TRADE SECURITIES LLC (Jersey City NJ)
NY
07/01/2013 - 08/18/2014
UBS SECURITIES LLC (NEW YORK NY)
NJ
04/17/2012 - 08/18/2014
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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