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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carla? Claim Your ProfileCarla Marie Williams is a financial advisor with RBC Capital Markets, LLC, specializing in providing investment advice and financial planning services. Carla has been in the financial services industry since 1996, and has a diverse background including previous roles with J. B. Hanauer & Co., Citigroup Global Markets Inc. and Harold C. Brown & Co., LLC. Carla's expertise includes working with a range of clients, including individuals, corporations, institutions, and high-net-worth individuals. Carla is a registered representative in 53 states and the District of Columbia and holds Series 63, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/09/2009 - Present
RBC Capital Markets, LLC (FORT LAUDERDALE FL)
FL
01/01/2006 - 10/09/2009
J. B. HANAUER & CO. (PLANTATION FL)
FL
11/09/2005 - 12/07/2005
CITIGROUP GLOBAL MARKETS INC. (FT. LAUDERDALE FL)
NY
06/30/2003 - 10/21/2005
HAROLD C. BROWN & CO., LLC (BUFFALO NY)
NY
09/03/1996 - 06/30/2003
HAROLD C. BROWN & CO., INC. (BUFFALO NY)
BC
Issued 11/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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