Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carla? Claim Your ProfileCarla Leverman is a financial advisor at Wells Fargo Clearing Services, LLC, located in Greenwood Village, CO. Carla has been working in the financial industry since 1997 and has been registered with Wells Fargo Clearing Services, LLC since August 2024. Carla also holds registrations in Arizona, Colorado, Florida, Michigan, North Carolina, Oklahoma, Oregon, Pennsylvania, Texas and Tennessee. Prior to joining Wells Fargo Clearing Services, LLC, Carla was employed at UBS Financial Services Inc, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Investments, LLC, Wells Fargo Brokerage Services, L.L.C., and Morgan Stanley DW Inc. Carla offers a range of financial services, including investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
08/23/2024 - Present
Wells Fargo Clearing Services, LLC (GREENWOOD VILLAGE CO)
CO
11/07/2008 - 09/04/2024
UBS FINANCIAL SERVICES INC. (DENVER CO)
CO
01/18/2005 - 11/11/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ENGLEWOOD CO)
CA
12/02/2002 - 01/24/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
08/18/2003 - 12/31/2003
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NY
02/16/1998 - 12/09/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
DC
01/07/1997 - 02/09/1998
FIRST CAPITAL INVESTMENTS, INC. (WASHINGTON DC)
IA
Issued 03/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 01/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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