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Carla Leslie Harris

Pimco Investments LLC

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About Carla Leslie Harris

Carla Harris is a financial professional with over 30 years of experience in the industry. Carla has held various positions at several firms, including Nuveen Securities, LLC, Liberty Funds Distributor, Inc., and Liberty Securities Corporation. Carla is currently registered with Pimco Investments LLC in Austin, Texas. Carla is a Series 6, 7, 24, 26, 3 and 63 licensed professional.

Firm Information

Carla Harris is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carla Harris’s Registration & Firm History

TX

08/24/2016 - Present

Pimco Investments LLC (Austin TX)

CA

04/18/2012 - 08/19/2016

ALTEGRIS INVESTMENTS, LLC (LA JOLLA CA)

IL

11/22/1999 - 03/28/2012

NUVEEN SECURITIES, LLC (CHICAGO IL)

MA

10/08/1997 - 11/15/1999

LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)

NY

11/09/1998 - 04/26/1999

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NY

01/21/1993 - 12/31/1997

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NA

11/01/1989 - 12/17/1992

KEMPER FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 03/12/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/31/2000

Series 24 - General Securities Principal Examination

BC

Issued 02/23/1993

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2012

Series 3 - National Commodity Futures Examination

BC

Issued 12/17/1990

Series 7 - General Securities Representative Examination

BC

Issued 10/30/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carla Leslie Harris.
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