Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carla? Claim Your ProfileCarla Leanne Leneis is a financial advisor with Vanguard Marketing Corp. in Scottsdale, Arizona. Carla has been in the financial industry since 2003. Carla has Series 4, 7, 9, 10, 63, and SIE licenses. Carla has experience at Charles Schwab & Co., Inc. and TD Waterhouse Investor Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
10/17/2019 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
07/09/2008 - 08/14/2009
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
NE
09/03/1999 - 05/12/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 10/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2003
Series 4 - Registered Options Principal Examination
BC
Issued 09/18/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/31/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/20/2019
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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