Unclaimed
Carla Laura Dougiello is a financial advisor with over 11 years of experience in the industry. Carla is currently registered with UBS Asset Management (us) Inc. and holds a Series 7, Series 24, Series 63 and SIE. Previously, Carla was registered with Blackrock Investments, LLC. Carla has a broad scope of registration across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
03/28/2014 - Present
UBS Asset Management (us) Inc. (STAMFORD CT)
NY
03/21/2011 - 05/02/2013
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
BC
Issued 07/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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