Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carla? Claim Your ProfileCarla Lamb is a financial advisor with Stifel, Nicolaus & Company, Inc. Carla has been in the industry since 2008 and holds a variety of licenses and certifications, including Series 7, Series 9, Series 10, and Series 66, along with a Certified Financial Planner designation. Carla has experience with a variety of client types, including individuals, families, businesses, and charitable organizations. Carla provides a range of services, including financial planning, portfolio management, and investment advisory. Carla's previous employment includes positions at UBS Financial Services, VALIC Financial Advisors, Inc., Raymond James Financial Services, Inc., Raymond James & Associates, Inc., and Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
05/21/2020 - Present
Stifel, Nicolaus & Company, Inc. (COOKEVILLE TN)
TN
11/21/2013 - 03/11/2016
UBS FINANCIAL SERVICES INC. (COOKEVILLE TN)
TN
12/17/2012 - 10/24/2013
VALIC FINANCIAL ADVISORS, INC. (KNOXVILLE TN)
TN
11/01/2011 - 12/17/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (FRANKLIN TN)
SC
11/21/2008 - 10/25/2011
RAYMOND JAMES & ASSOCIATES, INC. (BLUFFTON SC)
SC
03/18/2008 - 11/24/2008
WACHOVIA SECURITIES, LLC (HILTON HEAD SC)
BOTH
Issued 04/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/02/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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