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Carla K Stohlmann

Northwestern Mutual Investment Services, LLC

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About Carla K Stohlmann

Carla Stohlmann is a financial advisor with Northwestern Mutual Investment Services, LLC. Carla has been in the industry since December 15, 2000. She holds the Series 7, 9, 10, 63, 65, and 66 licenses. Carla is also a Certified Financial Planner and a Chartered Financial Consultant. Carla has experience working with individuals, banking or thrift institutions, and other financial institutions. Carla is registered in Nebraska and Iowa.

Firm Information

Carla Stohlmann is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Carla Stohlmann’s Registration & Firm History

NE

04/17/2023 - Present

Northwestern Mutual Investment Services, LLC (OMAHA NE)

NE

11/14/2022 - 02/16/2023

AMERIPRISE FINANCIAL SERVICES, LLC (Omaha NE)

NE

10/18/2000 - 11/14/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (OMAHA NE)

WI

10/18/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 11/22/2006

Series 66 - Uniform Combined State Law Examination

IA

Issued 06/19/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/09/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/19/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carla K Stohlmann.
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