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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carla? Claim Your ProfileCarla Jean Hale is a financial advisor with Ameriprise Financial Services, LLC. Carla has been in the financial services industry since 1998. Carla is registered to provide investment advice in Alabama, Arkansas, Delaware, Minnesota, Mississippi, Nebraska, Nevada, Oklahoma, Rhode Island, Virginia and Washington. Carla is also registered as a Registered Representative with FINRA, which is a self-regulatory organization for the securities industry. Carla's firm, Ameriprise Financial Services, LLC, is a large financial services firm with over $1 trillion in assets under management. Ameriprise provides financial planning, investment management, and retirement planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
09/20/2018 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
MN
03/05/2014 - 12/31/2014
CRI SECURITIES, LLC (ST PAUL MN)
MN
03/02/1998 - 12/31/2014
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
BOTH
Issued 11/10/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/21/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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