Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carla? Claim Your ProfileCarla Jean Brown is a financial advisor with over 30 years of experience in the industry. Carla currently works for Wells Fargo Clearing Services, LLC. Previously, Carla worked for BANC OF AMERICA SECURITIES LLC and NATIONSBANC CAPITAL MARKETS, INC., both in New York, NY. Carla is registered in Missouri as a broker. Carla is able to provide a variety of investment services for individuals, businesses, and institutions. Carla also holds the following industry licenses: Series 7, Series 53, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/02/2004 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NY
12/08/1998 - 07/15/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/01/1992 - 01/06/1995
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
NA
01/21/1987 - 01/01/1992
SOVRAN INVESTMENT CORPORATION
BC
Issued 03/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Carla Brown is the right advisor for you? Invested Better is here to help.
