Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carla? Claim Your ProfileCarla Kesterson is a financial advisor with over 26 years of experience in the industry. She is currently registered with Cambridge Investment Research Advisors, Inc. and has held previous positions with other firms including Wells Fargo Advisors, LLC, Morgan Stanley DW Inc., Consumer Concepts Investments, Inc., WMA Securities, Inc., and Intersecurities, Inc. Carla holds a variety of licenses and certifications including Series 7, 6, 63, 65, and SIE, as well as the designation of Certified Financial Planner. She is a well-rounded professional with a breadth of experience in the financial services industry. Carla specializes in providing financial planning services to individuals, high-net-worth individuals, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
GA
11/30/2009 - Present
Cambridge Investment Research Advisors, Inc. (Marietta GA)
GA
08/24/2006 - 09/23/2009
WELLS FARGO ADVISORS, LLC (ATLANTA GA)
GA
06/30/2004 - 06/05/2006
MORGAN STANLEY DW INC. (ATLANTA GA)
GA
07/25/2000 - 07/15/2004
CONSUMER CONCEPTS INVESTMENTS, INC. (AUSTELL GA)
GA
06/06/1994 - 07/28/2000
WMA SECURITIES, INC. (DULUTH GA)
FL
05/24/1993 - 06/06/1994
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IA
Issued 07/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/02/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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