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Carla Fu Yaughchen

Nylife Securities LLC

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About Carla Fu Yaughchen

Carla Yaughchen is a financial professional with over nine years of experience in the industry. Carla is a registered representative with Nylife Securities LLC, a firm that has been in business for over 100 years. Carla has a Series 6, Series 63, and SIE license. Carla holds a Series 6 and Series 63 registration and is licensed in Florida and New York. Carla is dedicated to helping her clients achieve their financial goals.

Firm Information

Carla Yaughchen is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carla Yaughchen’s Registration & Firm History

FL

07/11/2013 - Present

Nylife Securities LLC (TAMPA FL)

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Licenses & Designations

BC

Issued 12/11/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carla Fu Yaughchen.
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