Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carla? Claim Your ProfileCarla Deoliveira Rossi is a registered investment advisor with over 15 years of experience in the financial services industry. Carla Rossi is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since March 2015. Before that, Carla Deoliveira Rossi was with Morgan Stanley in Miami, FL. Carla Rossi has a strong background in providing investment advice and financial planning services to a variety of clients, including individuals, businesses, and institutions. Carla Rossi specializes in providing financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/27/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TAMPA FL)
FL
11/19/2012 - 03/13/2015
MORGAN STANLEY (MIAMI FL)
FL
02/09/2009 - 11/08/2012
WELLS FARGO ADVISORS, LLC (MIAMI FL)
FL
09/22/2008 - 02/12/2009
BARCLAYS CAPITAL INC. (MIAMI FL)
FL
08/28/2008 - 09/22/2008
LEHMAN BROTHERS INC. (MIAMI FL)
BOTH
Issued 10/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2009
Series 3 - National Commodity Futures Examination
BC
Issued 08/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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