Unclaimed
Carla Del ferraro is a registered representative of Edward Jones. Carla has been in the securities industry since December 4, 1986. Carla is registered with FINRA and the state of New Mexico. Carla also holds Series 7, Series 63, and Series 65 licenses. Carla has a long history of experience in the financial services industry and is committed to providing clients with personalized financial advice and guidance. Carla's past experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated further strengthens Carla's background. Edward Jones provides a range of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NM
12/06/2018 - Present
Edward Jones (LAS CRUCES NM)
NM
09/29/1986 - 12/11/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAS CRUCES NM)
IA
Issued 07/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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