Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carla? Claim Your ProfileCarla Cristine Ulrichherring is a financial advisor with over 38 years of experience in the industry. Carla is currently registered with Charles Schwab & Co., Inc. in Texas. Prior to joining Charles Schwab & Co., Inc., Carla was registered with USAA Financial Advisors, Inc., Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Thomson McKinnon Securities Inc. and Dean Witter Reynolds Inc. Carla has a Series 63, Series 65, Series 7, Series 9, Series 10, and SIE license. Carla is a financial planning specialist and provides financial planning services and is a wrap fee program sponsor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
05/28/2020 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
08/05/2016 - 05/24/2020
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
TX
01/01/2008 - 06/21/2016
WELLS FARGO ADVISORS, LLC (DALLAS TX)
TX
07/03/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DALLAS TX)
NY
05/05/1983 - 07/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
07/27/1982 - 04/12/1983
DEAN WITTER REYNOLDS INC.
IA
Issued 01/25/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/31/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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