Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carla? Claim Your ProfileCarla Barry is a financial advisor with Axos Clearing LLC. Carla has been in the financial services industry since 2020 and holds the Series 7TO, Series 63 and SIE licenses. Carla is currently registered with the state of Nebraska. Carla's previous experience includes working at TD Ameritrade, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
05/20/2021 - Present
Axos Clearing LLC (Omaha NE)
NE
10/19/2020 - 04/27/2021
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 10/27/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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