Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carla? Claim Your ProfileCarla Angela Garistina is a financial professional with over 25 years of experience in the industry. Currently, Carla is a registered representative with Raymond James & Associates, Inc. Carla's previous roles include time with SAXONY SECURITIES, INC., WELLS FARGO ADVISORS, LLC, CMS INVESTMENT RESOURCES, INC., and MAFG RIA SERVICES, INC.. Carla has passed the Series 7, Series 99TO and SIE exams. Carla holds licenses in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/22/2013 - Present
Raymond James & Associates, Inc. (MOUNT LAUREL NJ)
NJ
10/02/2009 - 12/02/2013
SAXONY SECURITIES, INC. (MARLTON NJ)
NJ
01/24/2008 - 10/06/2009
WELLS FARGO ADVISORS, LLC (MARLTON NJ)
PA
01/23/1998 - 03/20/2006
CMS INVESTMENT RESOURCES, INC. (WYNNEWOOD PA)
NJ
12/13/1995 - 11/25/1997
MAFG RIA SERVICES, INC. (MT. LAUREL NJ)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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