Unclaimed
Carl Wright Hardie is a financial advisor currently registered with Keybanc Capital Markets Inc. in Chicago, Illinois. Carl has been in the industry since July 31, 2013, and previously worked for William Blair and Harris Williams & Co. Carl holds the Series 63, SIE, and Series 79 licenses. Carl is also registered with the state of California and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
12/06/2022 - Present
Keybanc Capital Markets Inc. (CHICAGO IL)
IL
05/05/2016 - 12/16/2022
WILLIAM BLAIR (CHICAGO IL)
VA
07/12/2013 - 04/14/2016
HARRIS WILLIAMS & CO. (RICHMOND VA)
BC
Issued 07/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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