linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Carl Wong

Fidelity Personal AND Workplace Advisors

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Carl? Claim Your Profile

About Carl Wong

Carl Wong is a registered investment advisor representative with Fidelity Personal And Workplace Advisors. Carl Wong has been working in the securities industry for over 18 years. Carl Wong has passed the Series 66, Series 24, SIE, and Series 7 exams. Carl Wong is registered in California, Arizona, Florida, Massachusetts, New Mexico, and Texas. Carl Wong specializes in financial planning, portfolio management for individuals and businesses, and educational seminars.

Firm Information

Carl Wong is currently registered with Fidelity Personal AND Workplace Advisors. Fidelity Personal and Workplace Advisors is a large financial services firm with a long history in the industry. They provide a variety of investment and financial planning services to individual and institutional clients, including individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and state or municipal governments. They are known for their comprehensive investment options, low fees, and extensive resources. Fidelity Personal and Workplace Advisors manages over $818 billion in assets for a diverse client base.
Fidelity Personal AND Workplace Advisors

245 SUMMER STREET, V2A

BOSTON, MA 02210

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Carl Wong’s Registration & Firm History

CA

06/05/2024 - Present

Fidelity Personal AND Workplace Advisors (PALO ALTO CA)

CA

01/26/2022 - 01/11/2024

CHARLES SCHWAB & CO., INC. (Cupertino CA)

CA

02/26/2018 - 12/20/2023

TD AMERITRADE, INC. (Cupertino CA)

CA

04/06/2016 - 02/26/2018

SCOTTRADE, INC. (CUPERTINO CA)

CA

01/30/2006 - 04/15/2016

TD AMERITRADE, INC. (CAMPBELL CA)

NE

12/09/2005 - 01/31/2006

AMERITRADE, INC. (OMAHA NE)

Not sure if Carl Wong is right for you?

Licenses & Designations

BOTH

Issued 01/13/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/04/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Carl Wong.
Not sure if Carl Wong is right for you?