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Carl Wilson Stuart

Carl Stuart Investment Advisor, Inc.

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About Carl Wilson Stuart

Carl Stuart is an investment advisor representative with Carl Stuart Investment Advisor, Inc. Carl has been working in the financial industry since 1979. Carl's primary focus is portfolio management for individuals and pension consulting. Carl's firm manages approximately $515 million in client assets. Carl has worked previously at RAYMOND JAMES FINANCIAL SERVICES, INC., RAUSCHER PIERCE REFSNES, INC., KIDDER, PEABODY & CO. INCORPORATED, and ROTAN MOSLE INC. Carl is registered with the state of Texas.

Firm Information

Carl Stuart is currently registered with Carl Stuart Investment Advisor, Inc.. Carl Stuart Investment Advisor, Inc. is an investment advisor headquartered in AUSTIN, TX. The firm manages $515,188,081 in assets for 939 clients, primarily high-net-worth individuals, individuals other than high-net-worth, and charitable organizations. The firm provides portfolio management for individuals and pension consulting.
Carl Stuart Investment Advisor, Inc.

623 W 38TH STREET

AUSTIN, TX 78705-1212

$515.19M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carl Stuart’s Registration & Firm History

TX

02/10/1998 - Present

Carl Stuart Investment Advisor, Inc. (AUSTIN TX)

TX

12/19/1997 - 07/10/2020

RAYMOND JAMES FINANCIAL SERVICES, INC. (AUSTIN TX)

TX

10/23/1989 - 12/22/1997

RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)

NY

11/19/1984 - 10/26/1989

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NA

01/02/1979 - 11/29/1984

ROTAN MOSLE INC.

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Licenses & Designations

IA

Issued 06/16/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/21/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/11/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 02/23/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/1978

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Carl Wilson Stuart. Review regulatory record here.
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