Unclaimed
Carl William Prieto is a financial advisor with Farmers Financial Solutions, LLC. Carl has been in the financial industry for over 10 years and is registered in Texas. Carl is licensed to sell various financial products, including investment company products, variable contracts, and securities. He is also licensed as an investment advisor representative in Texas. Carl's experience and expertise make him a valuable resource for individuals and families seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/24/2016 - Present
Farmers Financial Solutions, LLC (SAN ANTONIO TX)
OK
01/01/2014 - 11/10/2015
FARMERS FINANCIAL SOLUTIONS, LLC (NORMAN OK)
BC
Issued 02/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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