Unclaimed
Carl William Bender is a financial professional with Vanguard Marketing Corp. Carl has been in the industry since 2022 and is licensed to offer financial advice in 53 states. Carl holds a Series 7TO, Series 63, and SIE licenses. Carl's professional focus is on providing financial advice and services to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/19/2022 - Present
Vanguard Marketing Corp. (Plano TX)
BC
Issued 08/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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