Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Wilhelm Garnes is a financial professional with over 10 years of experience in the industry. Carl is currently registered with Nylife Securities LLC and holds Series 6, 26, and 63 licenses. Carl has previously worked with Equitable Advisors, LLC, W&S Brokerage Services, Inc., and Mutual of Omaha Investor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
01/01/2021 - Present
Nylife Securities LLC (WAYNE PA)
PA
08/20/2019 - 08/31/2020
EQUITABLE ADVISORS, LLC (CONSHOHOCKEN PA)
MD
08/18/2017 - 08/20/2019
W&S BROKERAGE SERVICES, INC. (OWINGS MILL MD)
NJ
08/14/2012 - 07/14/2017
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (MARLTON NJ)
BC
Issued 12/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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