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Carl Wesley Hopkins

Empower Financial Services, Inc.

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About Carl Wesley Hopkins

Carl Wesley Hopkins is a financial advisor who is registered with Empower Financial Services, Inc. Carl has been in the industry for 3 years and holds the Series 63, Series 6TO, and SIE licenses. Carl is registered in 52 states and the District of Columbia, as well as Puerto Rico.

Firm Information

Carl Hopkins is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carl Hopkins’s Registration & Firm History

WI

07/02/2020 - Present

Empower Financial Services, Inc. (Milwaukee WI)

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Licenses & Designations

BC

Issued 07/16/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/10/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carl Wesley Hopkins.
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