Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Wellesley Dale is a financial advisor at Osaic Wealth, Inc. Carl has been working in the financial industry since March 1st, 2006. Prior to joining Osaic Wealth, Inc. Carl worked at TRIAD ADVISORS LLC, Cambridge Investment Research, Inc., LPL FINANCIAL LLC, WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC, and SII INVESTMENTS, INC. Carl holds the Series 6, 7, 63, and SIE licenses. Carl has a strong track record of success in providing financial advice to individuals, families, and businesses. Carl is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
08/23/2024 - Present
Osaic Wealth, Inc. (Minnetonka MN)
MN
01/02/2020 - 08/23/2024
TRIAD ADVISORS LLC (Minnetonka MN)
MN
03/13/2013 - 12/31/2019
CAMBRIDGE INVESTMENT RESEARCH, INC. (Edina MN)
MN
02/05/2007 - 05/23/2012
LPL FINANCIAL LLC (BURNSVILLE MN)
MN
02/12/2007 - 05/15/2012
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (PLYMOUTH MN)
MN
05/12/2005 - 02/08/2007
SII INVESTMENTS, INC. (WAYZATA MN)
BC
Issued 12/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/11/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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