Unclaimed
Carl Huxley is a financial professional with over 15 years of experience in the industry. Carl is currently registered with The Baker Group, LP, and has a Series 7, Series 24, and Series 63 license. Carl specializes in investment strategies for financial institutions and other institutional investors. Carl is registered in Arizona, Arkansas, Ohio, Oklahoma, Pennsylvania, South Dakota, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment strategies for financial institutions and other institutional investors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiable fees based on % of investable assets per client
1
2
OK
03/12/2008 - Present
THE Baker Group, LP (OKLAHOMA CITY OK)
BC
Issued 03/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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