Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Wayne Fischer is a financial advisor with over 40 years of experience in the industry. Carl has a wide range of experience and expertise in various areas of finance, including investment management, financial planning, and retirement planning. He is registered with United Planners' Financial Services of America A Limited Partner. Prior to joining United Planners', Carl has held positions at Morgan Stanley DW Inc., Advantage Capital Corporation, and Travelers Equities Sales, Inc. Carl is committed to providing personalized financial advice to individuals, families, and businesses. He is dedicated to helping clients achieve their financial goals.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
02/23/2004 - Present
United Planners' Financial Services OF America A Limited Partner (SCOTTSDALE AZ)
NY
04/06/2001 - 02/03/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
AZ
05/22/1999 - 04/17/2001
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
GA
08/15/1994 - 05/03/1999
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CA
10/21/1987 - 08/15/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
NA
03/13/1986 - 10/28/1987
E. F. HUTTON & COMPANY INC
NA
06/01/1984 - 04/25/1986
RADFORD CAPITAL CORPORATION
NA
12/14/1976 - 05/07/1984
JOHN HANCOCK DISTRIBUTORS, INC.
NA
12/14/1976 - 05/07/1984
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
IA
Issued 09/01/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1995
Series 7 - General Securities Representative Examination
BC
Issued 12/10/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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