Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Walter Blackwood is an active investment advisor representative with Raymond James & Associates, Inc. based in GREENVILLE, NC. Carl has been in the industry since 1969, and is registered with the state of North Carolina. Carl has been employed with Raymond James & Associates, Inc. since 2006. Before that, Carl worked for UBS FINANCIAL SERVICES INC. from 2000 to 2006, J.C. BRADFORD & CO. from 1989 to 2000, and THOMSON MCKINNON SECURITIES INC. from 1988 to 1989.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/20/2006 - Present
Raymond James & Associates, Inc. (GREENVILLE NC)
NC
08/14/2000 - 06/22/2006
UBS FINANCIAL SERVICES INC. (GREENVILLE NC)
NY
08/04/1989 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
02/24/1988 - 08/14/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
09/29/1969 - 02/24/1988
CAROLINA SECURITIES CORPORATION
BOTH
Issued 09/25/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/25/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2001
Series 3 - National Commodity Futures Examination
BC
Issued 07/18/1989
PC - AMEX Put and Call Exam
BC
Issued 09/22/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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