Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Vincent Tantillo is a financial advisor with Stifel, Nicolaus & Company, Inc. located in Hauppauge, NY. Carl has over 20 years of experience in the financial services industry. Carl has a wide range of experience in providing financial advice to individuals, families, and businesses. Carl has been registered with the Financial Industry Regulatory Authority (FINRA) since 1998 and holds Series 7, 31, and 63 licenses. Carl is also a Registered Investment Advisor and holds a Series 65 license. Prior to joining Stifel, Nicolaus & Company, Inc., Carl was a financial advisor at First Empire Securities, Inc. and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/15/2019 - Present
Stifel, Nicolaus & Company, Inc. (HAUPPAUGE NY)
NY
05/09/2003 - 03/15/2019
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
06/05/1998 - 03/15/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 06/26/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 06/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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