Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Vernon Lee is a registered representative with Thoroughbred Financial Services, LLC, with over 40 years in the financial services industry. Carl is registered in multiple states and holds multiple licenses. He is also a registered investment advisor with the state of Tennessee. Carl provides financial planning, investment advisory services, and portfolio management for both individuals and businesses. He is dedicated to helping clients reach their financial goals. Carl is a respected member of the industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
01/07/2004 - Present
Thoroughbred Financial Services, LLC (JACKSON TN)
TN
04/11/1986 - 04/01/2000
ADVANCED FINANCIAL PLANNING SECURITIES CORPORATION (BRENTWOOD TN)
NA
06/04/1980 - 02/08/1986
CAPITAL ANALYSTS, INCORPORATED
BC
Issued 11/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1989
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/19/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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