Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Vernon Ceder is a financial advisor with over 30 years of experience in the industry. Carl is currently registered with UBS Financial Services Inc. and has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Neuberger Berman, LLC, BA Investment Services, Inc., GNA Securities, Inc., and American Express Financial Advisors Inc.. Carl has a broad range of experience in providing financial advice to individuals, families, and businesses. Carl holds the Series 7, Series 63, and Series 65 licenses and is a Registered Representative (RR) in multiple states. Carl's expertise includes providing financial planning, portfolio management, and investment advisory services. Carl's goal is to help clients achieve their financial goals through personalized financial planning and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
09/23/2022 - Present
UBS Financial Services Inc. (Sherman Oaks CA)
CA
08/16/2002 - 09/16/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
NY
03/25/1999 - 08/20/2002
NEUBERGER BERMAN, LLC (NEW YORK NY)
CA
05/30/1992 - 06/24/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
VA
11/30/1990 - 06/30/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
MN
04/23/1986 - 11/27/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
IA
Issued 07/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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