linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Carl Tong

Deutsche Bank Securities Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Carl? Claim Your Profile

About Carl Tong

Carl Tong is a registered representative with Deutsche Bank Securities Inc. based in Los Angeles, CA. Carl has over 14 years of experience in the financial services industry. Previously, Carl was registered with Citigroup Global Markets Inc. and Citicorp Investment Services. Carl holds the Series 6, 7TO, 63 and 66 licenses. Carl's expertise is in providing equity and debt research, macro research, quant strategy, multi-asset research and catalyst calls.

Firm Information

Carl Tong is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Hard dollar payments for research

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Carl Tong’s Registration & Firm History

CA

04/26/2024 - Present

Deutsche Bank Securities Inc. (Los Angeles CA)

CA

09/02/2020 - 02/15/2024

CITI PRIVATE ALTERNATIVES, LLC (Costa Mesa CA)

CA

06/08/2020 - 02/15/2024

CITIGROUP GLOBAL MARKETS INC. (COSTA MESA CA)

NY

12/03/2009 - 12/26/2013

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

CA

05/29/2007 - 06/23/2008

CITIGROUP GLOBAL MARKETS INC. (ANAHEIM CA)

CA

02/02/2005 - 05/29/2007

CITICORP INVESTMENT SERVICES (ANAHEIM CA)

Not sure if Carl Tong is right for you?

Licenses & Designations

BOTH

Issued 10/13/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/15/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/06/2020

Series 7TO - General Securities Representative Examination

BC

Issued 05/29/2020

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Carl Tong.
Not sure if Carl Tong is right for you?