Unclaimed
Carl Steven Mariner is an investment advisor representative with ARQ Wealth Advisors, LLC, a registered investment advisor. Carl has been in the financial services industry since November 17, 2008, and has a broad range of experience. Carl holds Series 7 and Series 66 securities licenses and is also a Certified Financial Planner, Chartered Financial Consultant, and Chartered Financial Analyst. Carl is registered to provide investment advice in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
09/27/2024 - Present
ARQ Wealth Advisors, LLC (SCOTTSDALE AZ)
AZ
11/17/2008 - 11/29/2011
THRIVENT INVESTMENT MANAGEMENT INC. (TEMPE AZ)
BOTH
Issued 12/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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